LEI record
· United StatesSPECTRUM ASSET MANAGEMENT, INC.
SPECTRUM ASSET MANAGEMENT, INC. in HARTFORD — Issued LEI WARIMFOO2Y13MJ7LNX31, registered 2012.
- Legal form
- Stock Corporation
- Jurisdiction
- United States
- Registered
- 6 Jun 2012
- Next renewal
- 13 Feb 2027
Reference data
Identity
- LEI
- WARIMFOO2Y13MJ7LNX31
- Legal form
- Stock CorporationJKOT
- Registration authority
- RA000600entity ID 0200755
- Legal address
- C/O CORPORATION SERVICE COMPANY, GOODWIN SQUARE, 225 ASYLUM STREET, 20TH FLOOR, HARTFORD, 06103, US
- Location
- HARTFORD, Connecticut, United States
- HQ address
- 711 HIGH STREET, DES MOINES, US
- Initial registration
- 6 Jun 2012
- Last updated
- 27 Jan 2026
- Managing LOU (issuer)
- Bloomberg Finance L.P.5493001KJTIIGC8Y1R12
Level 2 · who owns whom
Corporate structure
- SAMI BROKERAGE LLCDirect subsidiary
Securities & codes
Securities and identifiers
No securities, bank or market codes mapped to this entity.
The archive · 1 version
Change history
First recorded in this archive on 6 Jul 2026. Future changes to name, status, address, ownership or renewal date will appear here.
What this means
What the record says about SPECTRUM ASSET MANAGEMENT, INC.
SPECTRUM ASSET MANAGEMENT, INC. is a Stock Corporation in HARTFORD, United States with one subsidiary reporting it as a consolidating parent.
The LEI has been on record for 14 years, since 6 Jun 2012. That is about 7 years earlier than the median LEI in United States, which dates from 2019 — an early adopter by local standards.
The next annual re-validation is due 13 Feb 2027, 137 days from now.
The record has not changed since we began archiving it on 6 Jul 2026. Any future change to name, status, address, ownership or renewal date will be captured here, because GLEIF publishes only the current state and superseded values are otherwise lost.
The LEI is issued and maintained by Bloomberg Finance L.P., one of the Local Operating Units accredited by GLEIF.
Its ultimate accounting-consolidating parent — the highest entity in the chain that consolidates it into published accounts — is PRINCIPAL FINANCIAL GROUP, INC., while the nearest one is PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC.
The LEI registration is issued, and the entity status (active) records whether the legal entity itself still exists. The two are independent: an LEI can lapse while the company trades on, and it can stay issued after the company has been dissolved.
The mesh
Related entities
Source: GLEIF (CC0)Official record ↗More in United States